PCP Redress Platform Architecture

The Technology Behind
Scalable PCP Claims.

A technical architecture for PCP redress at scale — designed for firms that want to be operationally ready before the volume arrives, not scrambling to build under pressure when it does.

FCA Redress Timeline

Final rules are expected imminently. First consumer payments are projected for Q3 2026, with bulk flow through Q4 2026 and into 2027. The window to build is now — not when the first case lands.

Let's talk about your stack

Prepared by Keith de Alwis  ·  Fractional CTO  ·  de-alwis.com

01

API-First

Every integration surface is an API. No brittle point-to-point connections between systems.

02

Modular

Each layer is independently replaceable. No monolithic dependencies that force wholesale rebuilds.

03

Event-Driven

Cross-system updates propagate through events — not polling, not manual sync, not fragile webhooks.

04

Security by Design

Audit trails, access controls and consent capture are baked in from day one — not retrofitted later.

05

Auditability by Default

Every state change is logged. Every decision is traceable. Non-negotiable in a regulated legal environment.

06

Buy Commodity, Build Differentiators

SaaS for infrastructure. Custom build only where there is genuine competitive advantage to be created.

12-Layer Architecture

Each layer has a single job. The claims platform is the operational system of record. The CRM is the customer engagement system. The data warehouse is the analytical system. No single tool does all three — that path leads to operational debt at exactly the wrong moment.

01

Claims Management System

Core operational engine — case lifecycle from accepted lead to settlement

Use Existing

The claims platform is the processing backbone of the operation. It manages the full lifecycle from accepted lead through to live claim, settlement or closure. It handles matter creation, task workflow, document management, SLA tracking, fee tracking, audit trail and correspondence history. Everything else in the stack reads and writes through this system for case state.

  • Proclaim (Eclipse Legal)
  • Osprey Approach
  • LEAP Legal Software
  • Clio (lighter weight)
  • Proclaim if already in use
  • Must expose API access
  • Do not replace early

Recommendation

The tools listed are recommendations only. If a claims platform is already in place and functional, do not replace it — design everything else around it. The priority is API accessibility. Whatever system is in use should expose read/write endpoints so the intake layer, portal and analytics pipeline can connect to it without manual data entry.

02

CRM & Customer Communication

Relationship layer — contact state, engagement, segmentation, campaign orchestration

Open Source

In the PCP redress market, the quality of communication after lead capture will directly affect conversion, retention and case completion rates. The CRM holds contact state, engagement history, consent preferences and campaign logic. It triggers the communication journeys across email, SMS and WhatsApp. It does not replace the claims platform — it manages the customer while the claims platform manages the case.

  • HubSpot (speed + simplicity)
  • Salesforce (depth + scale)
  • Zoho CRM (cost-effective)
  • Clio / Actionstep (legal-specific)
  • SuiteCRM (full control)
  • Custom comms layer on top
  • Higher engineering overhead

Recommendation

SuiteCRM is the recommended direction — open source, fully customisable, and capable of handling the contact management, segmentation and communication orchestration this operation requires. It avoids long-term SaaS licensing cost at volume and gives full control over the data model. Requires engineering resource to stand up and maintain, but that cost is well-justified at the scale this platform needs to operate.

03

Lead Intake & Partner Integration

Mediator layer — validates, deduplicates and routes leads from all external sources

Build

Without a dedicated intake layer, every lead partner becomes a custom integration problem and that gets messy fast at volume. This layer provides REST API endpoints for partner submissions, schema validation, deduplication, source attribution, fraud checks, consent capture, routing rules, enrichment hooks, status callbacks, throttling, rate limiting and partner API key management. It is the most important custom-build layer in the whole estate.

  • Central intake service
  • REST APIs for submissions
  • Standard JSON schema
  • Event publishing downstream
  • Partner adapter pattern
  • AWS API Gateway
  • Everflow (attribution)
  • Valid8 (credit enrichment)

Benson Goldstein Context

An intake layer may already be operational in some form. The first step is to document what currently exists — existing partner feeds, form submissions, deduplication logic — before deciding what to extend versus rebuild. The intake platform at missoldcarfinancehelp.co.uk already handles lead submission, credit check validation, deduplication and e-signature capture. That is a working foundation to build from, not replace.

04

Internal Lead Generation & Media Buying

Direct acquisition — owned landing pages, paid media, attribution

Hybrid

Purchased leads from third parties carry volume risk and quality variability. Internal direct acquisition gives the firm control over cost, quality and timing — critical when the FCA redress window opens and CPL across the market spikes. This layer covers owned claim intake journeys, Meta and PPC media buying, conversion tracking, postbacks and full-funnel attribution back to media source.

  • React / Next.js intake journeys
  • Meta Ads + Google PPC
  • Everflow (attribution)
  • GA4 + Facebook Pixel
  • GTM for tracking management
  • missoldcarfinancehelp.co.uk
  • Valid8 credit check integrated
  • E-signature flow live
  • Full conversion tracking

Benson Goldstein Context

The internal acquisition layer is already operational. missoldcarfinancehelp.co.uk is live with a full PCP claims intake journey including credit check, lender selection, e-signature and CRM submission. This is a working foundation — the task is to extend its capacity, optimise conversion, and ensure its output feeds cleanly into the formalised intake service in Layer 3.

05

Credit Check Service

Soft credit checks, agreement discovery, eligibility scoring

Build

Credit check and agreement data perform three roles: eligibility qualification, case evidence, and commercial intelligence. The service should be treated as its own bounded component — not a call buried inside the intake journey. It performs soft checks (no consumer credit score impact), returns secondary agreement discovery across all finance agreements on file, and feeds results into both the intake layer and the claims platform.

  • Valid8 IP Ltd (tri-bureau)
  • Checkr (background + credit)
  • Equifax direct
  • Experian direct
  • TransUnion direct
  • Kount (device ID)
  • Mandated by Equifax via Valid8
  • Experian + TU unblocked

Build Rationale

Credit checking should be treated as a dedicated service boundary with its own API contract — not a call buried inside the intake journey. Building this layer means the credit check results are available consistently to the intake layer, claims platform and analytics pipeline. Valid8 is already operational in the existing intake journey and is the natural foundation to build this service around.

06

Client Portal

Self-service — claim status, document upload, communication, retention

Build

At bulk volume, a weak portal experience becomes a direct operational cost — clients who cannot self-serve generate inbound call and email volume that scales linearly with case numbers. A well-built portal reduces drop-off, keeps clients warm through a long claim lifecycle, and handles document collection without staff intervention. Treat portal UX as a conversion asset, not a side project.

  • Claim progress tracker
  • Document vault
  • Communication timeline
  • Referral programme
  • Multi-claim management
  • React / Next.js frontend
  • Auth0 / Cognito for identity
  • API reads from claims platform
  • SendGrid for notifications

Build Rationale

Off-the-shelf legal portals rarely match the specific data model of a PCP redress operation — particularly around multi-agreement management, credit check result display and lender-specific claim status. Building on the same React / Next.js stack as the intake journey also means shared component logic and faster iteration.

07

Telephony Stack

Inbound and outbound calling — CRM integrated, transcripts into analytics

Buy

Voice, CRM and case workflows can easily drift apart without a deliberate integration design. Call outcomes and transcripts must push automatically into the CRM and analytics pipeline — not require manual entry. At volume, telephony becomes a significant operational cost centre and a key source of case intelligence. Buy a capable platform and integrate it properly rather than patching a basic system with workarounds.

  • Aircall (fast, CRM-native)
  • Twilio (programmable, flexible)
  • Five9 (enterprise contact centre)
  • Amazon Connect (AWS-native)
  • CRM call logging (automatic)
  • Transcript to analytics pipeline
  • Call outcome to case status
  • Agent performance dashboards
08

AI Agent Layer

Triage, follow-up, summarisation — human-in-loop governance required

Open Source

AI is genuinely useful in this context for triage, productivity and controlled communications — but badly governed AI in a legal setting can cause serious harm. The use cases must be constrained, outputs must be logged, and humans must remain in control where legal judgement is involved. Start with the low-risk, high-value productivity cases and expand the scope as governance matures.

  • Call transcript summarisation
  • Intake triage and routing
  • Follow-up message drafting
  • Document completeness checking
  • All outputs logged
  • Human review before send
  • No unsupervised legal judgement
  • Anthropic / OpenAI APIs
09

Analytics, Data Pipelines & Warehouse

Analytical system of record — source quality, conversion intelligence, operational MI

Open Source

Stand the warehouse up early. At scale, the ability to see what is actually happening — lead quality by source, conversion rates by journey step, case progression velocity, communication effectiveness — is a direct competitive advantage. The warehouse is the analytical system of record. Build it before the volume arrives so it is producing intelligence from day one, not being retrofitted when the business is already underwater.

  • BigQuery / Snowflake / Redshift
  • Metabase (BI / dashboards)
  • Airbyte (data ingestion)
  • dbt (transformation)
  • Lead / Contact / Case
  • Credit check results
  • Communication events
  • Partner / source attribution
  • Outcome / settlement
10

Compliance & Governance

Consent, retention, access control, audit trails — SRA and GDPR from day one

Hybrid

Teams frequently assume existing legal qualifications cover the compliance layer. They do not. The platform must implement its own explicit controls around consent capture, data retention, access logging and audit trails — independent of the firm's SRA obligations. The FCA / SRA joint crackdown on CMCs and law firms operating in this space makes this a front-line risk, not a backlog item.

  • OneTrust (consent + privacy)
  • LogicGate (risk workflows)
  • Vanta (security compliance)
  • Wazuh (security monitoring)
  • OpenSCAP (policy compliance)
  • Policy-led controls for phase 1
11

Integration & API Management

Gateway, event bus, standards — stops the stack becoming spaghetti

Open Source

Too many tools with too many fragile hand-offs creates operational drag at exactly the moment the business cannot afford it. An API gateway plus event-driven integration patterns stops the stack turning into a collection of brittle point-to-point connections. Define the integration standards early — canonical data model, authentication pattern, error handling contracts — and every new integration becomes a configuration exercise, not an engineering project.

  • AWS API Gateway
  • Apigee (Google)
  • AWS EventBridge
  • Kong (API gateway)
  • APISIX
  • Tyk
12

Cloud Infrastructure & Security

AWS managed primitives — security baseline, IAM, observability from day one

Buy

Run on AWS unless there is a strong reason not to. Use managed primitives — RDS, ECS or Lambda, S3, CloudFront, CloudWatch — rather than self-managing infrastructure. Bake security and governance into the platform design from day one: IAM roles, encryption at rest and in transit, VPC isolation, audit logging via CloudTrail. Security is not a phase two item in a legal services platform handling personal financial data.

  • ECS / Lambda (compute)
  • RDS (relational data)
  • S3 + CloudFront (assets)
  • CloudWatch + CloudTrail
  • Cognito (identity)
  • Encryption at rest + transit
  • VPC isolation by environment
  • IAM least-privilege roles
  • Penetration testing pre-launch

Phased Delivery

Assuming a claims platform and some lead intake capability already exist, this is the sequence that gets the firm to scale-ready without over-building in the wrong direction at the wrong time. The FCA calendar is the external constraint that shapes Phase 1 and 2 priority.

1

Phase 1

Stabilise the Core

  • Confirm claims platform API capability
  • Document current intake flows and partner feeds
  • Define canonical data model
  • Stand up cloud foundation and security baseline
  • Select CRM direction
  • Define API gateway and integration standards

Start immediately — before FCA rules land

2

Phase 2

Improve Acquisition & Servicing

  • Formalise lead intake mediator service
  • Integrate CRM with omnichannel comms
  • Build or extend client portal
  • Productise credit check service boundary
  • Stand up core dashboards and warehouse

Target completion: Q2 2026

3

Phase 3

Scale Operations

  • Telephony integration into CRM
  • AI summarisation and triage (governed)
  • Source quality and conversion intelligence
  • Improved partner reporting and postbacks
  • Operational and commercial optimisation

In place before Q3 2026 payment wave

4

Phase 4

Advanced Intelligence

  • AI voice where suitable and governed
  • Next-best-action engines
  • Upsell and cross-sell with governance
  • Advanced forecasting and workforce planning
  • Partner intelligence and reporting

Q4 2026 and into 2027

Buy vs Build

The rule is simple: buy commodity infrastructure where the market has solved the problem. Build where there is genuine competitive differentiation — the intake logic, the routing rules, the client portal, the intelligence layer. Every custom build should earn its engineering cost.

Claims Management

SaaS Direction

Proclaim / Osprey / LEAP — use existing if in place

Build Direction

Not recommended early

Use Existing

CRM

SaaS Direction

Build Direction

SuiteCRM

Open Source

Lead Intake

SaaS Direction

Extend existing if in place

Build Direction

Custom intake service if not

Use / Build

Media Buying

SaaS Direction

Native ad platforms + Everflow

Build Direction

Custom forms and attribution

Hybrid

Credit Check Service

SaaS Direction

Valid8, Checkr, bureau APIs

Build Direction

Custom service wrapper

Build

Client Portal

SaaS Direction

Vendor portal if capable enough

Build Direction

Custom React / Next.js portal

Build

Telephony

SaaS Direction

Aircall / Twilio / Five9 / Connect

Build Direction

Asterisk — more ops overhead

Buy

AI Layer

SaaS Direction

Anthropic / OpenAI APIs as model layer

Build Direction

Custom orchestration — open source tooling

Open Source

Analytics / Warehouse

SaaS Direction

Build Direction

Metabase / dbt / Airbyte / PostgreSQL

Open Source

Compliance

SaaS Direction

OneTrust / LogicGate / Vanta

Build Direction

Wazuh / policy-led controls

Hybrid

API Management

SaaS Direction

Build Direction

Kong / APISIX / Tyk

Open Source

Cloud Infrastructure

SaaS Direction

AWS managed services

Build Direction

Self-managed if necessary

Buy

How It All Connects

The twelve layers don't operate in isolation. This is how data flows through the platform — from lead acquisition through to settlement — and where each component sits in the overall system design.

Already operational
Build
Buy / SaaS
Open Source
Cross-cutting
API Gateway & Integration
04

Internal Media & Landing Pages

missoldcarfinancehelp.co.uk · Meta Ads · Everflow

External Lead Partners

Third-party generators · API submissions

03

Lead Intake & Partner Layer

Validation · Deduplication · Routing · Source attribution

Live
05

Credit Check Service

Valid8 · Checkr · Tri-bureau soft checks

02

CRM & Customer Comms

SuiteCRM · Email · SMS · WhatsApp · Journeys

01

Claims Management System

Proclaim · Case lifecycle · Workflow · SLA

Use Existing
06

Client Portal

Progress · Docs · Self-service

07

Telephony

Aircall · Twilio · Transcripts

08

AI Agent Layer

Triage · Summarisation · Follow-up

09

Analytics, Data Pipelines & Warehouse

Metabase · dbt · Airbyte · PostgreSQL · Source quality · Conversion intelligence · Operational MI

Compliance & Governance · SRA · GDPR · Consent
12

AWS Cloud Infrastructure

ECS · RDS · S3 · CloudFront · CloudWatch · IAM · VPC isolation · Security baseline

The cost of building under pressure is always higher than building ahead of it.

When the FCA redress scheme opens at volume, firms that are operationally ready will process cases efficiently and retain clients. Firms that are not will spend the most commercially valuable months in the market firefighting integration failures, chasing incomplete data and managing client churn from poor communication. The architecture above is not a theoretical exercise — it is a practical build plan, informed by what is already operational and what needs to be added before the wave arrives.

Let's talk about your stack

 

FCA first consumer payments projected

0

Architecture layers to design and integrate

0

Delivery phases to operational readiness

0 days

To stabilise the core before phase 2 begins